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    PROPOSAL
    (Working Title)

    New Order From Old:

    The Rise of Second-Order Cybernetics
    and
    Its Implications for Machine Intelligence

    Copyright (c) Paul Pangaro 1988

    [The following text was written as a book proposal . A previously-written sample was the rough model, but it was not followed exactly. It should not be confused with a manuscript with the same title. References and illustrations are omitted.

    This text has been OCR converted and is probably not be perfect; apologies.]


    Treatment

    Cybernetics is simultaneously the most important science of the age and the least recognized and understood. It is neither robotics nor freezing dead people. It is not limited to computer applications and it has as much to say about human interactions as it does about machine intelligence. Today's cybernetics is at the root of major revolutions in biology, artificial intelligence, neural modeling, psychology, education, and mathematics. At last there is a unifying framework that suspends long-held differences between science and art, and between external reality and internal belief.

    Cybernetics as a named field began in this century; its foundations go back to the Greeks. When Norbert Wiener and his collaborators worked in the 1940s, it was a new idea to hold that information and control could be studied in the abstract. Here was a science they named cybernetics, based not on cells versus atoms or biology versus physics, but on the way a system is studied. Indeed, cybernetics starts from the simple declaration that a system exists.

    This point is key, for it reveals the stance that is cybernetics. The declaration that a system exists to be studied is an act of human psychology, and all things follow from it: the questions posed, the answers obtained, the nature of the descriptions generated. All descriptions emanate from the definition of the system under study.

    All descriptions are a function of the goal of the describer as much as they are of some possible, underlying "reality."

    This problem could be ignored in the early applications of cybernetics. Ballistic control and industrial processes, with their deterministic components, yield to simple examination in terms of decomposition, flows of information, and "feedback" (a term which was born in cybernetics). But the fundamental subjectivity of any process of scrutiny haunted the field. If our descriptions flow fundamentally from ourselves, how is science to be done? And if the systems under scrutiny are us, namely our own psychology, how do we survive this self-reflexion with some sense of "objectivity" intact?

    These issues, old as philosophy itself, came to the fore in the 1950s and 1960s. The outcome, while still evolving, is called "second-order cybernetics". In the 1980s, it is a framework for thought and enquiry that unifies philosophy, science, arts and humanities, and presents a context for understanding the history of these human activities. For the next century, the importance of cybernetics can be seen in many places:

    • Popular interest in "New Age" topics is large, though sorting out the valid scientific approaches from mere exploitation requires incisive tools that cybernetics provides.
    • Biology and ecology are evolving in how they describe systems. The structure of interaction and language is seen in ways different from conventional science, yet the results are more powerful in this new context created by cybernetics.
    • Machine intelligence remains an unsolved problem and past failures have fueled renewed interest in cybernetic approaches (witness the recent republication of classic works in response to this demand). Cybernetics has a profound impact on both the approach and the implementation for "smart machines."
    • Psychotherapy now encompasses a major movement that relies on the ability of cybernetics to formalize the self-reflexive conversations that occur in the process of therapy. This technique is now applied in many centers around the world.
    • After 30 years of the same philosophy, computer-aided instruction is being revolutionized by cybernetic theories of conversation and learning.
    • In mathematics, the logic of expert systems and knowledge structures are extended by cybernetic research and the resulting software procedures are simpler and more powerful than conventional approaches.

    New Order From Old is the story of cybernetics: its history, philosophy, and application. Concepts and their practice are illustrated visually and described in non-technical terms. A carefully woven argument encompasses the related history of human thought, as well as the contemporary works of Wiener, Ashby, McCulloch, von Foerster, Bateson, Mead, Maturana, Pask, Piaget, Brun, Minsky, Paperr, Negroponte, and Winograd. Concepts such as feedback, variety, recursion, self-reflexion, closure, language, conversation, conflict, resolution, and learning are explicated by example and metaphor. Related works, such as from the fiction of Calvino, are used for amplification.

    The working title, New Order From Old, is a direct reference to how the field has evolved from its limited origins, and how that evolution was inherent (and inevitable) in the philosophical bases of the field. The title is also a metaphor for how any current science may seem new, though its roots are contained in the history of culture and in our origins as a species. In this sense, our lives recapitulate those of our ancestors in a never-ending recursion of action and self-reflexion and description, and this too is the realm of cybernetics.


    Book Outline

    Each paragraph in this section represents the topic of a chapter. The book as a whole is divided into 2 parts.

    Part One

    Investment in Notions I: Reality, Intelligence and Inside/Outside. The common notion of "reality" prevalent in culture and science implies in turn that "intelligence" exists as a commodity that can be stored, transferred like a substance, or hoarded. This implies that cognition is contained "in the head", and that the outside world is separable from it. How the culture imposes and perpetuates the argument that holds these notions is shown.

    Investment in Notions II: Subjectivity, Agreement and Experience. Beginning from how we know what we know (our epistemology), a different argument is constructed from first principles. If it is given that all we know comes from our selves, there is no need for "reality", and stability and growth come from agreement. The process of agreement and the distribution of intellect across brains and actions and environments places an emphasis on the dynamic of experiencing and away from an artifact called knowledge.

    Cybernetics Informs: A Shift from Absolute (outside) to relative (inside), from "what" to "when". Any question beginning with "What is .... ?" invests in notions of objectivity, for it implies that things can exist independent of context and the observer. The descriptive power of cybernetics begins by substituting the question "When is .... ?", thus forcing the inclusion of context and the observer into any question and into every answer. This shifts the focus from an imposed, outside "absolute", to an inside, willful "relative."

    "When is Cybernetics?": A three-fold answer is given in the course of the book, as the question can be answered from the perspective of history, application, and philosophy. This chapter is the first perspective, an historical sweep starting from questions currently under scrutiny in the world's scientific community, and moving back in time to the origins of "first-order" cybernetics.

    The Rise of Second-Order Cybernetics: How the origins of the field have engendered a revolution in social and psychological sciences as fundamental as that of relativity and uncertainty in 20th century physics. The simple fable of the thermostat destroys the conventional wisdom about science as a giver of truth about the world. The historical trace now sweeps forward again, showing the revisions brought by "second-order."

    Adding the Self: When the observed is also observing (and is "Us"). To be useful, a descriptive method in psychology must be able to be about, and simultaneously consist in, human discourse- The loss of objectivity (read: innocence) about such enquiry leads not to despair or avoidance (viz. mathematics) but rather to a revision that also unifies science and art as human actions.

    Validated Subjectivity: How science can be done within a subjective existence. The scientific method can be described consistently in a subjective world and yet with no loss of the capacity for verification and prediction. The shocker is that "the world" need not exist for science to be done, even (especially?) as it is today with its complex instrumentation and theories.

    The Shift of Value and Rise of Ethics: When absolute truth is displaced by agreement, the role and responsibility of the individual changes. This affects the relationship of corporations, politics and the scientific community to each human being.

    Part Two

    Closure and Closedness of the Nervous System: Input/output and domains of interaction. New biological theories that have emerged from the cybernetic approach show the paucity of past interpretations of the nervous system as an "input/output" system, and propose an alternative.

    Representation: A World Outside versus a World Among. Though the goal of artificial intelligence has been to represent the external world in an internal form for machine interpretation, cybernetics holds that this is not how intelligence is composed.

    Implementation: A World Inside versus a World Through. The means for making intelligent machines is clear but requires a major change in approach. What is required can be easily specified, though less easily made with current technology-

    Embodiment: The Micro-Structure of Concepts. Much can be said about how concepts need to be modeled, in order to have the stability and resiliency we experience every day. A detailed model of the structure and interaction of concepts is diagrammed.

    Interaction: The Architecture of Language. The relationship of individuals in discourse must allow certain structural richness to achieve true conversation and allow for evolution (alias learning) among individuals. The "individual", however, may be a single person, a group or persons, or a repertoire of perspectives within one person.

    The Technology of Intelligence: Summary and comparison of cybernetic approaches to present-day artificial intelligence (AI). A review of where current AI research is, how it is converging on cybernetics, and where cybernetics will afford new and necessary changes of approach.

    The Intelligence of Technology: Implications for networking and social and corporate change. Computer supported cooperative work is concerned with work activities (including design, coordination, and management) that are performed by a human work team connected via computer terminals. To succeed, the field will require analysis and application of tools of the sophistication provided by cybernetics. Implementation will lead to new relationships between workers and corporations, as well as refine the concept of machine intelligence and cooperative support.

    "MACHINE NARCISSUS" [title copyright (c) Paul Pangaro 1987]: Intelligence and the naming of concepts. Considered to be the highest faculty of human beings, intelligence is at the center of our history and achievements. Efforts to amplify human intelligence find their greatest expression in the medium called the computer. Narcissus fell in love with his own reflection, not realizing he was seeing himself. So too in seeking to reproduce intelligence we think we see the universals of intelligence, independent of human life; but we really see only our own cultural view of what it means to think. Our insides project into the cosmos, and the cosmos reflects how we conceive. We project into ourselves, and our mind reflects back the cosmos. The nested reflections of science and culture, our world and ourselves, are the primary cycle of human endeavor. At the center is what we name as intelligence. Our naming makes it ours, until such time as machine intelligence can also name, drawing the distinctions of the world in its own language Just as the old story says Man and Woman were commanded to do-

    Epilogue: Cybernetics as Synthesis in the 20th Century. Recognizing oneself ("one as a self") is central to intelligence. The spaces we inhabit invite the distinctions we make to survive (our culture), and allow a capacity for further distinctions to create (our inventions). To view ourselves outside, in the universe, we model the cosmos. To view ourselves, inside, we model intelligence. Everywhere between these extremes, our language and society attempts to unify experience, to smooth its edges and to create a seamless flow of description from inside to outside, macro to micro, within to among. After centuries of specialization and particularization in science, the movements of science converge: physics becomes computation, mathematics becomes reckoning, and conversation becomes epistemology. Cybernetics is the nexus of this unification because it emanates from ourselves.


    Related Books

    New Order From Old is unique in that no available work presents an analysis of the concepts of cybernetics and a synthesis of the important scientific fields that have adopted (or are increasingly solely for experts in the field.

    Goedel Esher, Bach, Hofstadter: Very successful seller which popularized formal and scientific ideas through the use of metaphor and illustration. However the density of the book and rarefied contents caused its real success to be questioned- With the same goal of popularization and the same techniques of illustration and metaphor, New Order From Old presents the concepts of cybernetics by showing their relation and sympathy with everyday experience.

    Society of Mind, Minsky: Deals with questions of intelligence and possible machine embodiments, written for the educated layperson in a large format with many figures- Minsky presents an intelligent and influential but intentionally idiosyncratic view, in a consciously rambling style. Although for much the same audience, New Order From Old is about the international field of cybernetics, displaying the unity that it provides to many other disciplines and describing specific research to support its claims, including those in the area of Minsky's discussion of psychology and machine intelligence.

    Cybernetics and The Human Use of Human Beings, Norbert Wiener: The former is a complex mathematical work that is commonly known in the scientific community; however, only the introduction is accessible to non-mathematicians. The latter book was written as a response to requests for a layperson's account, though the result is a social discussion more than an account of the science. New Order From Old gives the layperson access to that previous, as well as the current, revolution that cybernetics is precipitating (and hence its scientific content), while also defining its social implications-


    Author's Biography

    Paul Pangaro received a B.S. in Humanities and Computer Science from MIT, where as an undergraduate he worked with Jerry Lettvin on neural modeling, Nelson Max on computer visualization and film, and Joseph Everingham in drama. His undergraduate thesis was a comparative analysis of Keaton and Chaplin. He was a member of the Research Staff at the Research Lab of Electronics and then the Architecture Machine Group, where he did research on human/machine interfaces for color graphics, animation, and simulation software for Negroponte. Pangaro then traveled to England to study at Brunel University and work with Gordon Pask, one of the foremost researchers in cybernetics. He completed his Ph.D. in cybernetics under Pask, applying Conversation Theory to innovative approaches to human/computer interaction, computer-based instruction, user modeling and neural modeling approaches to knowledge representation.

    In 1981 Pangaro formed twin consultancy companies with offices in Washington, DC and London, England. Under contract to such clients as the Admiralty Research Establishment, Niagara Mohawk Power Corporation, Symbolics, Inc., and Pacific Telephone, the companies perform research and development contracts in the applications of cybernetics to problems of complex decision making, training, and software engineering- Pangaro is also Chairman of SOLITON, Inc., a new venture dedicated to the commercialization of cybernetic approaches to intelligent tutoring systems.

    Pangaro has lectured widely on his research activities and the general topic of cybernetics for varied audiences, including the Society for General Systems Research, many conferences of the American Society of Cybernetics, the MIT Media Laboratory, the Human Factors Society, National Endowment of Humanities, and the UK Seminar in Applications of Machine Intelligence to Defense. He has participated in the Gordon Research Conferences in Cybernetics, and was appointed Vice-Chair for the 1988 and Chair for the 1989 conferences. Pangaro is Associate Editor for Cybernetic, the publication of the American Society for Cybernetics. New Order From Old is an expansion of material from his recent public lectures.

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    © Copyright Paul Pangaro 1994 - 2000. All Rights Reserved.